Compliance and regulatory functions in the financial services sector have experienced growing demand over the past decade due in part to the sharpened focus on compliance and, as a result, meeting regulatory demands since the global financial crisis. With the above in mind, a well-designed and effectively implemented financial services compliance regime is the bedrock of a stable, transparent and successful business operating model.
Hong Kong, as a leading international financial centre, houses many professionals responsible for the oversight of activities relating to the prevention and detection of money laundering and terrorist financing, among others. What skills and qualifications are needed to have a successful career in regulatory and compliance functions?
In this webinar, our distinguished speakers will share the latest trends of the profession, as well as how tertiary students and young professionals should better equip themselves to embrace relevant opportunities.
Speakers:
Ms Garbo Cheung
Policy Research Committee member, FSDC
Chief Compliance Officer, Asia Pacific, Citadel Enterprise Asia Limited
Ms Christina Choi
Executive Director, Investment Products, Securities and Futures Commission
Language: English
Supporting organisations:
- CFA Society Hong Kong
- Chinese Asset Management Association of Hong Kong
- Chinese Financial Association of Hong Kong
- Family Office Association Hong Kong
- Fin Society
- Hong Kong Institute of Certified Public Accountants
- Hong Kong Investment Funds Association
- Hong Kong Investor Relations Association
- Hong Kong Securities and Investment Institute
- Hong Kong Venture Capital and Private Equity Association
- Private Wealth Management Association
- The Alternative Investment Management Association
- The Hong Kong Association of Banks
- The Hong Kong Institute of Bankers